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| Notice Cycle 6-250 | ||
| Dept.: (6) STATE AUDITOR | ||
| File Type | Read File | Summary | MAR Issue | Publish Date |
|---|---|---|---|---|
| 309a |
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(Commissioner of Securities and Insurance) Notice of Public Hearing on Proposed Adoption, Amendment, and Transfer - Securities Regulation - Filings - Securities Exemptions - Fraudulent and Unethical Practices - Broker-Dealers and Investment Advisers - Transactional Exemption. | #8 Notice Section | 4/30/2020 |
| 312a |
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(Commissioner of Securities and Insurance) Notice of Adoption, Amendment, and Transfer - Securities Regulation - Filings - Securities Exemptions - Fraudulent and Unethical Practices - Broker-Dealers and Investment Advisers - Transactional Exemption. | #20 Rule Section | 10/23/2020 |
Rule Actions List
| Action Type | Rule Nos. |
|---|---|
| Adoption | I-->6.10.211, II-->6.10.308, |
| Amendment | 6.10.101(A), 6.10.102(A), 6.10.208(A), 6.10.209(A), 6.10.210(A), 6.10.302(A), 6.10.305(A), 6.10.306(A), 6.10.401(A), 6.10.402(A), 6.10.501(A), 6.10.503(A), 6.10.504(A), 6.10.506(A), 6.10.507(A), 6.10.510(A), |
A directory of state agencies is available online at http://www.mt.gov/govt/agencylisting.asp.
For questions about the organization of the ARM or this web site, contact sosarm@mt.gov.
