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Rule: 6.10.136 Prev     Up     Next    
Rule Title: MINIMUM FINANCIAL REQUIREMENTS AND FINANCIAL REPORTING OF BROKER-DEALERS
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Department: STATE AUDITOR
Chapter: SECURITIES DEPARTMENT
Subchapter: Securities Regulation
 
Latest version of the adopted rule presented in Administrative Rules of Montana (ARM):


This Rule has been transferred to 6.10.503
(See the Transfer and Repeal Table)

History: 30-10-107, MCA; IMP, 30-10-107, 30-10-201, MCA; NEW, 1999 MAR p. 56, Eff. 1/15/99; TRANS and AMD, to ARM 6.10.503, 2008 MAR p. 2046, Eff. 9/26/08.


 

 
MAR Notices Effective From Effective To History Notes
6-180 9/26/2008 Current History: 30-10-107, MCA; IMP, 30-10-107, 30-10-201, MCA; NEW, 1999 MAR p. 56, Eff. 1/15/99; TRANS and AMD, to ARM 6.10.503, 2008 MAR p. 2046, Eff. 9/26/08.
1/15/1999 9/26/2008 History: Sec. 30-10-107, MCA; IMP, 30-10-107 and 30-10-201, MCA; NEW, 1999 MAR p. 56, Eff. 1/15/99.
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