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Rule: 6.10.401 Prev     Up     Next
Rule Title: FRAUDULENT AND UNETHICAL PRACTICES PROHIBITED BY BROKER-DEALERS AND SALESMEN
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Department: STATE AUDITOR
Chapter: SECURITIES DEPARTMENT
Subchapter: Fraudulent and Unethical Practices
 
This is an obsolete version of the rule. Please click on the rule number to view the current version.

  Effective Date: 9/26/2008  
 
  History Notes: History: 30-10-107, MCA; IMP, 30-10-201, 30-10-301, MCA; NEW, 1989 MAR p. 221, Eff. 1/27/89; AMD, 1999 MAR p. 2245, Eff. 10/8/99; AMD, 2003 MAR p. 1078, Eff. 5/23/03; TRANS and AMD, from ARM 6.10.126, 2008 MAR p. 2046, Eff. 9/26/08.  
 
  Rule File: access file
 

Other rule versions existed in ARM on or after March 31, 2007

MAR Notices Effective From Effective To History Notes
6-250 10/24/2020 Current History: 30-10-107, MCA; IMP, 30-10-201, 30-10-301, MCA; NEW, 1989 MAR p. 221, Eff. 1/27/89; AMD, 1999 MAR p. 2245, Eff. 10/8/99; AMD, 2003 MAR p. 1078, Eff. 5/23/03; TRANS and AMD, from ARM 6.10.126, 2008 MAR p. 2046, Eff. 9/26/08; AMD, 2020 MAR p. 1874, Eff. 10/24/20.
6-180 9/26/2008 10/24/2020 History: 30-10-107, MCA; IMP, 30-10-201, 30-10-301, MCA; NEW, 1989 MAR p. 221, Eff. 1/27/89; AMD, 1999 MAR p. 2245, Eff. 10/8/99; AMD, 2003 MAR p. 1078, Eff. 5/23/03; TRANS and AMD, from ARM 6.10.126, 2008 MAR p. 2046, Eff. 9/26/08.
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